.S. Regulation of the International Securites and Derivatives Markets, 8th ed, vol. 2.0735554684 U.S. regulation of the international securites and derivatives markets The derivatives markets are the financial markets for derivatives. The market can be divided into two, that for exchange traded derivatives and that for over-the-counter derivatives. , 8th ed.; 2v. Ed. by Edward F. Greene et al. Aspen Publishers, Inc. 2006 $435.00 Loose-leaf Pages in a Ring Binder ring binder Noun a loose-leaf binder with metal rings that can be opened to insert perforated paper ring binder n → carpeta de anillas ring binder n KF1070 Published in three-ring binders, this two-volume set clarifies how the U.S. regulates international financial transactions and the non-U.S. banks, investment banks The following is a list of investment banks Financial conglomerates Large financial-services conglomerates combine commercial banking and investment banking, and sometimes insurance. and other financial institutions that participate in them. Greene (Citigroup) and four partners of an international law firm detail the U.S. regulatory regime applicable to foreign companies entering the U.S. capital and derivatives markets and to securities distributions in international markets. They also analyze how the regime applies to securities brokers and dealers, foreign banks, investment companies and advisers, futures commission merchants Futures commission merchant (FCM) A firm or person engaged in soliciting or accepting and handling orders for the purchase or sale of futures contracts, subject to the rules of a futures exchange and, who, in connection with such solicitation or acceptance of orders, accepts any , and commodity pool operators and trading advisers. Part one examines developments affecting access to U.S. markets by foreign companies and the distribution of securities outside the U.S., while part two overviews the relevant rules for dealing with U.S. investors. The second volume discusses the classification of securities and derivative instruments Derivative instruments Contracts such as options and futures whose price is derived from the price of an underlying financial asset. and the enforcement of the U.S. securities laws. The eighth edition adds a chapter on EU directives (European Union Directive) A set of privacy requirements that took effect in 1998 and ordered European member nations to enact compliant legislation. It deals with the establishment of Data Protection Authorities, people's rights to personal information and enforcement. affecting securities offerings and a section on SEC reforms. ([c]20062005 Book News, Inc., Portland, OR) |
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